This entry contains a link to my final paper for a class I took last quarter on John Rawls' philosophy. I wrote the paper with legal philosophy's lens; I asked whether the concept of Public Reason extrapolated in his books Political Liberalism and certain essays in Collected Papers could substantiate or offer guidance in the Court's substantive due process doctrine.
My tentative answer is that certain elements of the doctrine could survive if substantiated by public reason. I started from the assumption that SDP floats untethered to the Constitution's text, and in such a vulnerable state, requires justification if it's to remain in the Court's tool chest. In sum, I draw on various sources to argue that public reason supports two of the Court's three SDP tests: the Palko test (those rights "essential to the concept of ordered liberty", i.e. mainly the Bill of Rights), and those rights and liberties deeply rooted in our legal and historical traditions (what I call the Scalia/Rehnquist test).
I discount as innovative and personally preferential the third test, which includes such cases as Roe v. Wade and Casey v. Planned Parenthood. I do this not because I have any personal animus against abortion (though I do find it morally questionable), but because I find such cases jurisprudentially flimsy, and not tethered to any public-reason-based consensus as Rawls would conceive.
I argue further that the Court cannot avoid using public reason in its jurisprudence; this doctrine helps to gloss over some amendments' questionable ratification (13th and 14th) on the basis of their wide, enduring, unquestioned public acceptance. Those qualities of depth and breadth legitimate concepts which the Court wishes to incorporate into the Constitution beyond its text because they carry a deep and broad democratic pedigree, comparable to the Constitution itself.
Anyway, here is a link to the paper itself, should anyone care to examine it. Please feel free to offer comments!
https://docs.google.com/file/d/0Bz3rDLoaZcY2OENweFF4MXdORXM/edit
Sunday, January 27, 2013
Saturday, January 26, 2013
Tribe’s Unified Field Theory and the Constitution’s Axiom of Self-Government
Professor Tribe’s book, The
Invisible Constitution, lays out arguments for the existence, development,
and definition of the Constitution’s “dark matter”, those rules, doctrines, and
interpretive methods which are nowhere contained in the document itself but are
indispensible to its utility and existence.
It is a truly brilliant book; as my first exposure to Professor Tribe’s
work, my amateurish self comes away thoroughly impressed.
But this
entry is not a book review. I highly
recommend that anyone interested in constitutional interpretation read it (it’s
not very long, and the chapters are very short, lending it well to periodic
reading), but I want to assess a particular part of the book: pages 128-141,
where Tribe integrates substantive due process themes of privacy and liberty of
contract into a broader concept in the invisible constitution, self-government.
Tribe
synthesizes the theme of those pages: “If we think of self-governing
relationships, within communities that are not themselves enclaves of hierarchy
and exploitation, as presumptively entitled, under the invisible Constitution,
to protection from interference by government entities outside those
relationships—interference that is unconstitutional absent unusually persuasive
and narrowly tailored justification—then we have something like a ‘unified
field theory’ of much of the invisible Constitution as it has, by and large,
actually evolved over the past seven decades or so.”
By way of
summary, Tribe spends the previous pages explaining substantive due process’
(SDP) role in the invisible Constitution.
Suspending judgment on most of the particular provisions of the to which
the Court has applied SDP, Tribe argues that nearly all of its iterations, from
parental freedom (Pierce v. Society of
Sisters, Meyer v. Nebraska) to
the doctrine of selective corporation (Palko
v. Connecticut, Gitlow v. New York
[among many others], and The
Slaughterhouse Cases [insofar as these removed the Privileges and
Immunities Clause from the incorporation debate]) to the liberty of contract (Lochner v. New York and its progeny), share
a common theme embedded in the invisible constitution: self-government and the
principle of non-interference.
Tribe does
not argue that Lochner was correctly decided; rather, he believes the error lay
in the Court’s refusal to acknowledge the massive disparities in bargaining
power that its liberty of contract doctrine engendered. Insofar as many other liberties have been
read into the Due Process Clauses, and absent any rigorous analysis showing why
selective incorporation and privacy belong there while contractual freedom does
not, it is necessary to find a way to synthesize these cases into a single
coherent theme without resurrecting Lochner
and its ilk. This Tribe does with
aplomb. He stops short of justifying SDP
entirely on grounds of autonomy and popular sovereignty; his mission seems more
tightly cabined than that, but it is clear he regards it as an important
overarching theme of both SDP and the invisible Constitution.
Now for my
critique. Leave it to a master like
Tribe to find a way to legitimate SDP by appealing to the Constitution’s
general theme of popular sovereignty.
The latter concept is hardly original; I encounter it regularly in my
studies, extracurricular and curricular both.
It is the underlying theme of Bruce Ackerman’s We the People Vol. 2 (have yet to read Vol. 1 and cannot find Vol.
3), and a recurring observation in Akhil Amar’s exposition of the Constitution
and its history in America’s
Constitution: A Biography. But
what’s impressive about Tribe’s synthesis is the way he connects this noble
theme to the most suspect of doctrines.
But I fear
Tribe runs into problems he does not—and perhaps cannot—fully reconcile with
this tenet of the invisible Constitution.
For example, Tribe also argues that the Dormant Commerce Clause is
equally part of the invisible Constitution: he both claims that any
justification of this doctrine must come from reasoning outside of the text
(the overarching theme of his book), and that it is born of necessity and
general Constitutional principle (the notion of a unified nation, of the
invalidity of a government passing laws regulating people and places outside of
its jurisdiction, etc).
I sense
some conflict between the principle of non-interference that undergirds SDP
jurisprudence as Tribe presents it, and his defense of the Dormant Commerce
Clause. I acknowledge the conflict more
to pertain to the principles as applied than in the abstract, but I find it
difficult to reconcile a strong Constitutional shield of non-interference
protecting states, cities, and groups of individuals to conduct their own
affairs—but in times of pressing need of government interference—with a
doctrine which (in conjunction with the Commerce Clause as construed in the
modern era) strips the states of yet more of their power to regulate
commerce. Are those areas that the DCC
touches “unusually persuasive,” and is the Court’s elaboration of that doctrine
a “narrowly tailored justification”?
I’ll spare
any readers a detailed analysis of the DCC and its consequences for Tribe’s
thoughts in this section. In sum, it
struck me as odd that one scholar would defend both the DCC and a very strong
general principle of federalism—basically arguing that the Court should apply
strict scrutiny in assessing federal interference in lower-level
self-government, but should maintain its capacious extra-textual Commerce
Clause jurisprudence.
I should
also add that Tribe does not connect the concept of private self-government
with which he defends the contract doctrine and the strong federalism with
which he follows it. He appears to gloss
any differences between the public-private relationship and the vertical
federal structure. Perhaps it is
acceptable to address this distinction by claiming a general right to self-government
both of the sovereign people, and the pre-existent states whose powers predate
the Constitution (he does address the police powers doctrine as part of the
invisible Constitution earlier in the book).
But I wish he had acknowledged the distinction.
I’m
continuing to read Professor Tribe’s book; it is outstanding. I hope to finish
it in the next day or so. I recommend it
heartily for anyone looking for a scholar’s refutation of strict textualism—not
only on normative grounds, but also on purely expository grounds. Tribe says both that we should see the “dark
matter” of the Constitution, but also argues that not to acknowledge it is both
to disqualify unwittingly many of the Court’s most important decisions and
enduring doctrines. This dark matter is
both pervasive and essential to our Constitutional order—one would be hard
pressed to come away from this book with any other conclusion.
Wednesday, January 16, 2013
Marriage Equality
This entry is dedicated to equal
marriage opportunity and the Constitution.
A series of cases will come before
the Supreme Court this year pertaining to recognition of marriages for same-sex
couples. These cases will address
various issues, some relating to the states, some to the federal government (challenging
the constitutionality of the Defense of Marriage Act). The Court here faces a complex set of
questions. I will address but one.
Does the Constitution require that
the states recognize marriages between same-sex couples?
To begin, I
will separate this issue along two lines.
As a legislative matter, this issue seems very clear-cut to me. I have been able to glean little more than a
naked distaste for homosexuality and a deep-seated animus against homosexuals driving
the laws and constitutional amendments in the states prohibiting legal
recognition of those unions. Were I to
sit on any state’s legislature, I would be honored to vote for a statute
recognizing marriages between same-sex couples.
I would be similarly honored to vote for state constitutional amendments
to that end, or to vote against amendments outlawing such recognition (as I did
in Florida in 2008).
But the
policy of marriage recognition is different from its constitutionality.
This
question raises competing claims: the Constitution’s demand that the states
provide the equal protection of the laws, and the states’ police power: their
undifferentiated authority to regulate on behalf of the health, safety, welfare,
and morals of their citizens. The states
have historically dictated the terms of the marriages they will recognize with
few exceptions (like the Court’s intervention in Loving v. Virginia, which ruled that a Virginia law prohibiting
interracial marriages violated equal protection). Defining the terms of marriage drives to the
heart of the states’ police powers.
The Court
has spoken on issues involving state action and homosexuality before. Important cases like Lawrence v. Texas and Romer
v. Evans set a precedent for equal treatment toward those of whatever
sexual orientation, though they conspicuously declined to name sexual
orientation as a protected class under EP jurisprudence.
Lawrence
involved the invalidation of a Texas statute criminalizing sexual activity
between same-sex couples. The Court’s
majority opinion relied on a right to privacy grounded in the Due Process
Clause of the 14th Amendment, and recent decisions elaborating (creating?)
that right. Justice Stevens, writing the
majority opinion in Lawrence, made a
special effort to foreclose the possibility that his opinion would be used in
future cases to impose same-sex marriage recognition on the states by
distinguishing this case from a hypothetical one involving marriage recognition
by implying that the states would have an interest in reserving marriage for heterosexual
couples. But more pertinent to this
discussion is Justice O’Connor’s (more cogent) concurrence noting that to
prohibit sexual conduct for homosexuals but not for heterosexuals constitutes a
violation of Equal Protection insofar as such a law treats similarly situated
people differently without a rational basis.
Romer
overruled an amendment to the Colorado constitution forbidding anyone to claim
protection from Colorado’s anti-discrimination laws on grounds of sexual
orientation. Stevens, writing for the
majority again, unearthed as the amendment’s motivation nothing more than a
transparent prejudice against homosexuals.
But again, he declined to say anything more than that these laws failed
the rational basis test
Justice Scalia’s scathing dissent
in Lawrence reveals inconsistency in
the majority opinion, but also could portend the future: the Court’s opinion
delves deeply into American and common law history to find and distinguish the
motivations behind anti-sodomy laws from modern statutes like Texas’. Such a painstaking analysis reaches far
beyond normal rational-basis jurisprudence into the demanding standards of
strict-scrutiny review. The Court acts
disingenuously when it says one thing and does another. However, such an argument may reveal that the
Court was merely unwilling to reveal its true intentions at that time. The full revelation of this more exacting
standard of review may await us this year.
However, both
of these cases differ from the issues at hand: they forbid the states from
engaging in discrimination, but they do not require legal recognition of marriages
between same-sex couples. There is a
difference between a laissez-faire approach to personal relationships between
consenting adults, and the active recognition of such relations’ equality
before the law and the polity. Hands-off
is different from thumbs-up.
However,
one could say that Romer does involve
equal recognition of homosexuals in the states before the law insofar as it
deals with self-identification along lines of sexual orientation, which in turn
depends on sexual conduct. Perhaps this
case does involve thumbs-up recognition insofar as it demands that the states
regard homosexuals legally as they would any other identifiable group. Lawrence
similarly involves non-discrimination along lines of sexual conduct (although
again, Stevens denied to expand such recognition into the marital arena), and
insistence that to criminalize certain sexual conduct stigmatizes those who
engage in it, weakening regard for the law.
Both themes are present also in Romer,
as arguably in any case challenging state failure to recognize same-sex
marriage. Such failure arguably
perpetuates a stigma against homosexuals and homosexual conduct by enshrining
it in law; further, such failure denies to homosexual couples the full measure
of the law’s protection in such matters as taxation and inheritance.
(I don’t
know enough about civil unions to know whether this is strictly true, but in
the event that they are not equal in such matters strengthens the EP argument.)
Still, Lawrence mainly involves a hands-off
policy toward homosexual relations more than it involves an active recognition
and approval of such unions. I’ve tried
in the previous paragraph to argue as strongly as possible for active state
recognition on Lawrence and Romer’s precedent. But even Romer
strictly requires the states not to disqualify sexual orientation as a
protected class under their non-discrimination laws. This decision did not require recognition of
such a group, only that they not be disqualified out of hand. It’s a stretch to say that the Court’s
previous decisions regarding homosexuality pave the way for legal recognition
of marriage between such couples. Again,
even Lawrence required only that the
state’s coercive mechanisms not be used to stigmatize homosexuality and invade
the privacy of adults’ bedrooms. Romer dealt with nothing so private as
sexual intimacy.
The federal
government has traditionally kept its hands off state regulations of
marriage. A notable recent exception was
the case Loving v. Virginia in which
the Supreme Court invalidated a Virginia stature forbidding interracial
marriages on Equal Protection grounds.
The state had claimed that it was not treating the races unequally,
since both white people and black people were subject to the same restrictions:
neither group was allowed to intermarry.
In striking down the law, the Court declared that the right to marry was
fundamental to individual liberty, and that such separation of the races
necessarily violated equal protection despite its ostensibly equal treatment
(both races were forbidden from intermarrying, but practically the Court
understood that the legal and social burden would fall to black people).
Most important in this case for our
purposes is Earl Warren’s declaration that the freedom to marry is fundamental. Clearly, Loving
pertains to racial inequalities, but it sets a precedent that the federal
government will not hesitate to examine how states regulate marriage if certain
lines of fairness are crossed.
Are they
crossed here?
Equal
Protection jurisprudence has recognized five classes against which
discrimination will trigger heightened review: race, gender, alienage,
illegitimacy, and exercising constitutional rights (the last is seldom used;
usually the right at issue defends whoever exercises it without recourse to the
EP Clause). Sexual orientation is not
among them. Again, Romer and Lawrence
involved no more than rational-basis review, requiring no greater scrutiny than
cursory examination.
So, the
Court has not recognized that sexual orientation is a “discrete and insular
minority” (U.S. v. Carolene Products Co.):
deserving special protection because of political powerlessness, with a history
of invidious discrimination. As such,
discrimination along lines of sexual orientation triggers the same standard of
review as would state discrimination against any other lines, which is almost
always permissible.
Should discrimination
against homosexuals trigger heightened review?
Few would dispute that this group has been victimized by discrimination in
American history; they have indeed been victims of onerous discrimination. And because social stigmas force many
homosexuals (or those who question the certainty of their sexual orientation)
to remain in hiding, this minority remains politically vulnerable due to its
small size and disorganization. It
should not surprise—it is barely worth mentioning—that homosexuals are
underrepresented in the political process.
There are surely far fewer openly gay legislators and other politicians
in proportion to the population at large.
However, on the other hand, how discrete and immutable is this minority is questionable, since many consider
sexuality to be a spectrum rather than a zero-sum game. Still, homosexuals cannot change their
orientation at a whim; this much should be apparent and accepted in the present
day. We should have long ago left behind
the notion that homosexuals can be “cured” or otherwise treated for their
“condition”. However, sexual orientation
is difficult to demonstrate, as opposed to race or gender, which are usually
immediately apparent. Thus, it would be
easy for conniving individuals to take advantage of any special dispensations
afforded homosexuals under non-discrimination laws.
Though
homosexuals may not qualify as a discrete class, others fail to meet the
criteria fully as well. For example, women
comprise slightly over half the American population; as such they cannot even
be thought of as a minority, let alone one discrete and insular. Though women have clearly been considered
subordinates, and have been badly victimized by a political process to which
they were not privy for generations, gender discrimination does not fit the EPC
bill entirely. As such, perhaps the best
place for sexual orientation discrimination lies in the same category of
mid-level scrutiny due to gender discrimination.
Now, to
argue for the opposite side: this case implicates the powers of the states.
Once again,
I will not address religious arguments, assuming for the moment that such laws
founded on purely religious grounds would violate the Establishment Clause as
incorporated against the states by Everson
v. Board of Education (establishment) and Cantwell v. Connecticut (free exercise). Solely on constitutional grounds, federal involvement
in marriage runs up against the states’ police powers, which has traditionally
involved regulation and recognition of marriage as part of their power to
regulate on behalf of their citizens’ morals.
Further,
the political power of homosexuals and their allies is growing, demonstrated by
some states’ legalization of marriage equality in the 2012 elections. The national trend may be shifting in this
direction, taking the wind out of the sails of any judicial efforts to remove
this issue from the political process.
If this process fixes its problems on its own, there is no need for
judges to step in. Indeed, I posit that
they have a duty not to become
involved absent pervasive, persistent, and invidious inequalities in the
political process.
Regulating
marriage drives right to the heart of these powers, especially as they have
been eroded over time. Though the
federal government has the power and an interest in promoting and ensuring
equality, the states have an interest in safeguarding those powers that still
redound to them in an era in which most issues of substantive concern are
resolved at the national level.
If the
federal government nationalizes marriage, what will remain to the states? If either the Congress or the Supreme Court
exercises its 14th Amendment power to require all the states to
recognize same-sex marriages, little will remain of their once-sovereign
power. Few issues drive deeper to the
heart of the police power than regulating public morality, since today much of regulation
on behalf of health and welfare is either handled by the federal government, or
at least conceived from the top, and only executed on the bottom. The expansion of federal commerce power to
near limitlessness has enervated the states’ power to act for the health and
safety of their citizens; to strike at public morality nearly destroys state
sovereignty altogether.
Moreover,
the scenario presented above does not entail a Congressional act dictating
rules of marriage recognition nationwide, but the Supreme Court claiming that
such is the command of the Constitution.
Congress can only enact legislation appropriate to enforce the 14th
Amendment; the Court would implicate the issue in the Constitution itself. The distinction is important. The people can, if they choose, order that
Congress reverse a statute. A Supreme
Court opinion can only be overturned by Constitutional amendment, or by a
future Court decision. The latter
scenario largely cuts the people out of the equation, ostensibly (and ironically?)
by invoking the people’s highest will and supreme law.
Using statutory
law to enforce marriage equality presents a different problem: what to do when
the bare national majorities drawn on party lines shift Congressional
power. What happens to this hypothetical
statute when Congress falls into conservatives’ hands again? What happens when the small national liberal
majority tilts back toward the Republicans? Constant vibrations in national public policy
compromise the predictability necessary to the legal system,
One lesson
that the nation should take from the abortion struggles is that a Supreme Court
decision claiming a segment of public policy for its very own can stoke the
flames of a debate that may have otherwise simmered more civilly. With Roe
v. Wade and subsequent cases, the people lost their voice; the policy
choice became mysteriously and questionably embedded in the Constitution rather
than decided by the people at large, or within their states. This frustration may have caused the debate
to become more acrimonious that it might have done otherwise (several states
had begun moving to liberalize their abortion laws before Roe), the bitter backlash sparking a defensive response from other
parts of the public.
Those who
disagree with given Supreme Court decisions are cut out of the political
process. Participation in this process
should be seen as a positive good in itself, an example of the civic virtue without
which a democracy cannot function.
The bottom
line: when the Court implicates social issues in the Constitution without clear
mandate, it removes a segment of the people’s power to decide issues for ourselves,
which is understandably frustrating.
Furthermore, such decisions come dangerously close to making the Court
into a roving super-legislature, creating public policy under the guise of
Constitutional mandate and judicial review, but without the check of popular
accountability. This is arguably a
violation of the separation of powers and due process of law.
My refusal
to endorse a Supreme Court decision imposing marriage equality on the states
stems not from any prejudice against homosexuals, but a respect for the
political process, and concern for the Constitution’s legitimacy, endangered by
its persistent use in resolving contentious social ills. The more we force the Constitution to take
sides in our political debates, the more we risk fracturing the polity it
constitutes irreconcilably. It is cast
in general principles, standing above the everyday political struggles that
define our democratic order.
Saturday, January 12, 2013
Why President Obama Could Easily Be Impeached Over the Debt Ceiling If Congress Fails to Raise It
Not my own essay, of course, but very interesting to read.
http://verdict.justia.com/2013/01/11/why-president-obama-could-easily-be-impeached-over-the-debt-ceiling-if-congress-fails-to-raise-it
I don't think that Republicans would be so reckless as to commit political suicide to ensure Obama's impeachment (he wouldn't get convicted/removed anyway, especially with Democrats in charge of the Senate). I find it interesting because of the theoretical conundrum for any president: how to enforce the laws faithfully when they conflict with one another, a puzzle I had not considered before.
Ideally, a president should wait for Congress to untie the legal knot so that he/she does not have to try to do so unilaterally. But with a deadlocked or intransigent Congress, it's unclear to me as to what any president could do. The article's prescription, to find the "least unconstitutional" option, seems best, I suppose.
http://verdict.justia.com/2013/01/11/why-president-obama-could-easily-be-impeached-over-the-debt-ceiling-if-congress-fails-to-raise-it
I don't think that Republicans would be so reckless as to commit political suicide to ensure Obama's impeachment (he wouldn't get convicted/removed anyway, especially with Democrats in charge of the Senate). I find it interesting because of the theoretical conundrum for any president: how to enforce the laws faithfully when they conflict with one another, a puzzle I had not considered before.
Ideally, a president should wait for Congress to untie the legal knot so that he/she does not have to try to do so unilaterally. But with a deadlocked or intransigent Congress, it's unclear to me as to what any president could do. The article's prescription, to find the "least unconstitutional" option, seems best, I suppose.
Friday, January 11, 2013
The "Invisible Constitution": Departmentalism and Meta-Rules
In his
book, The Invisible Constitution,
Lawrence Tribe argues that certain invisible constitutional principles, like
“one person, one vote”, the protected classes of the equal protection clause,
privacy, and judicial review (among others) are necessary extrapolations on the
Constitution, achieving a status commensurate with the written text.
These
co-equal offshoots of the unwritten constitution include certain iconic cases
and statutes, like Brown, Marbury, the apportionment cases, and
the Civil Rights Act of 1964. Tribe
describes the way in which a small part of that statute was elaborated and
expanded to include sexual harassment as a form of sex discrimination, a
principle axiomatic in American law, unlikely ever to lose that status.
But why
could statutory law formed by Congress as opposed to constitutional law as
formed by judicial opinion and precedent not fill the hollow spaces in between
the constitution’s words? Why must it redound to judges to fill in the spaces of our supreme law?
If Congress were entrusted with interpreting the Constitution and thus filling in its blank spaces, this would represent an abandonment of the theories of judicial review
(the judiciary as the body responsible for constitutional review), and judicial
supremacy (the judiciary as the branch responsible for resolving disputes
between other branches). It would also eliminate this "invisible constitution"; replacing it with statutory law would help to solve problems of constitutional legitimacy, though it might make the Constitution's provisions more subject to transient political breezes.
Tribe
presents a problem derived from Godel’s Theorem: any rule on how to read the
Constitution, especially a rule that to ascertain its meaning only the written
text be consulted exactly as it is, itself is extra-constitutional. Therefore, such a rule disproves/disqualifies
itself. But what if
such rules were not set by judges who exercise near plenary power over the
constitution and its deployment, but were filled by statutory law enacted by
the people’s delegates in Congress?
A recent
stark example of the Court’s jealous defense of its constitutional supremacy
came in 1997’s City of Boerne v. Flores. In this case, Congress challenged the recent
decision of Employment Division v. Smith
in which the Court overturned the compelling-state-interest doctrine used in Sherbert v. Verner and Wisconsin v. Yoder. The Court ruled in Smith that as long as a state law is facially neutral, it will not
violate the Free Exercise Clause.
Congress passed the Religious Freedom Restoration Act, forbidding state
action that infringes religious practice, even as applied, trying to restore
the stricter scrutiny of Sherbert and
Yoder.
The Court
responded jealously in Flores,
striking down the RFRA, indignantly reminding Congress that the Court wields
the final word in constitutional matters.
The Court explained to Congress that the 14th Amendment gives
Congress the power to enforce its
provisions, not to interpret
them. If there were any remaining
question as to whether anyone carries co-equal power to interpret the
Constitution, then the Court laid it to rest in Flores.
Does such a
rule run the risk of contradicting the Constitution itself? Does giving Congress the power to set the
rules by which the judiciary may read and exercise the constitution put too
much of its power in the hands of the majority?
Does it run afoul of the concept (Federalist 78) that judges should be
responsible for safeguarding the minor parties in the community by keeping the majoritarian branches within their assigned limits? The answer to all of these questions may be
yes. Tribe defends judicial review as
necessary to secure the Constitution from majoritarian manipulation (though one
fairly asks whether the Court has done such a good job of erecting enduring
doctrines, so avoiding the momentary lapses of transient majorities), as I have
done in other essays as well. Still,
given the grave errors of the Court’s history, it’s hard to predict that co-equal
interpretation would necessarily be worse overall.
The "invisible constitution's" contents: meta-rules for how to read it; law filled into the blank spaces in the text;
investing words with more meaning than their dictionary definitions would
allow, are all necessary results of judges’ exclusive hold on the Constitution, byproducts of judicial review and judicial supremacy. As long as the judiciary remains its highest
institutional interpreter, their rules will fill in the gaps around the
document’s deliberately vague clauses.
Although other forces, like the
weight of public opinion, the gravity of history, and the demands of public
policy and circumstance will help to determine which of their opinions and
rules are granted co-equal constitutional status with the document itself, such
equality is a necessary result of the constitutional system we have slowly
chosen.
If Congress
wielded co-equal constitutional power, as departmentalism would demand, then
statutory law might fill in those constitutional gaps rather than judicial
discretion and interpretation. We might
do better in this way to avoid the vagaries of the “invisible constitution” and
the problems of legitimacy which such an approach must bear. How can an
“invisible constitution”, which was neither ratified, voted on, nor much less created
by the people, command their allegiance as binding—even supreme—law? How can something not of the people’s
creation, nor even that of their elected delegates, attain so lofty a status in a
system ostensibly predicated on popular sovereignty?
Though this approach presents its
own set of problems, it would help to mitigate these constitutional gray areas,
and put the people’s document, for better or worse, back into their collective
hands.
So what is the bottom line? What
does this mean for our constitutional order?
It means that the invisible constitution is an inevitable part of the
way this order has developed. Public
reason (in the Rawlsian sense) gives the people some measure of control over
which parts of this judicial construct become essential, unwritten parts of
their supreme law (in instances like the Equal Protection clause encompassing race, or
judicial review being so accepted by the people and politicians). I have argued elsewhere that a deep
(long-lasting) and broad consensus on a given topic of law or politics (i.e. an
undeniable public reason as Rawls
describes it in both Political Liberalism
and select parts of Collected Papers)
lends such a policy an equal democratic pedigree to the Constitution itself.
Elsewhere, I used this argument to
substantiate certain aspects of the Supreme Court’s substantive due process
jurisprudence, and to discredit any further complaints about the constitutional
illegitimacy of such as the ratification of the 13th and 14th
Amendments and the expansion of federal power in the New Deal (described in
Bruce Ackerman’s We the People Vol. 2). However, that there would be an attenuated connection
between such “invisible” constitutional mandates and the people themselves is
the necessary result of our judiciary’s political insulation.
It is surely too late to reverse
course now without major federal restructuring, probably requiring an amendment
or two. Keeping the system as it stands
seems a stable, if not theoretically satisfying, approach to constitutional
development.
But if we continue to reject
departmentalism and co-equal constitutional interpretation, then we should
check ourselves when complaining about judicial activism, or invention. We are forced to accept Tribe's argument that a meta-rule constraining the judiciary to pure textual interpretation itself relies on some form of an invisible constitution, and as such disqualifies itself, unless we are willing to embrace an external departmentalist check on judicial supremacy. Such an invisible residuary is inplicit in the concept
of the Constitution as enforceable law (see Article VI, Section 2), cast in vague terms
that require elaboration. As we have
entrusted our Court with the highest institutional power to elaborate, we
should not complain too much when they do it.
Monday, January 7, 2013
Why I voted for my girlfriend: Lessons in popular sovereignty
Some people
will not understand or approve, but here is the honest truth.
I voted for
my girlfriend for President in 2012.
A friend
was understandably skeptical when I told her about this decision last
night. Though she denied to explain
exactly why, I theorize three objections: that I did not vote for her
candidate, that I exercised my vote frivolously, or that my vote was an
overwrought display of affection (in her terms, “schmoopy”).
I’ll focus
primarily on the second possible objection in this essay. Briefly, I see no need to address partisan
issues; I intend this blog to focus on constitutional issues, not taking sides on
political controversies (unless they implicate the Constitution). My refusal to vote for either major party
candidate will be addressed, but to choose neither is not within the ambit of
this essay, nor of my larger purposes.
As for the
third: my girlfriend said my vote made her day.
My dad voted for my mom in 2008, which I thought was really sweet. I regret nothing!
The second
theory implicates the Constitution, but only in the broadest terms. I looked over my ballot for several
days. I researched the candidates; I
followed the news; I watched the debates.
After looking up and down the list of presidential candidates on the
Florida ballot, I came to an inexorable conclusion.
I don’t
want to vote for any of you clowns.
Some
candidates manifestly did not belong on any ballot (I’m looking at you,
Roseanne Barr), let alone for President of the United States. Some, like Gary Johnson, espoused platforms
in which I might find limited appeal, but to carry through to fruition in its
entirety would be, in my judgment, disastrous.
So then I
thought, why should I vote for any of you?
There is no tension between distaste for all available candidates, and a
strong value-based emphasis on the importance of voting. I do regard voting as an extremely important
civic responsibility. And my vote for my
girlfriend was not an abdication of that responsibility. Why?
Because I genuinely believed that she was the best candidate I could
name for the office.
She is
voraciously intelligent; she has a beautiful, generous heart; she has good
judgment; she does not lust for money and power (if she does, the joke’s on
her!). On those virtues alone, she
outpaces 99% of all politicians in the country already. I cannot attest that any politician in the
country of whom I know possesses all of those traits to the same extent as my ladylove. As such, I believe she was the best-qualified
candidate I could name.
(Here is
where the Constitution comes in.)
This
thought process and my friend’s reaction prompted me to think of popular
sovereignty and the scheme of representation.
I ask a simple question: why should I have to vote for any party
candidate? My sense is that most people
approach their ballot with the following process: I choose the guy I already
settled on; if I don’t like either, I pick a third party candidate; if I want
to be snarky, I write in someone like Vermin Supreme. I personally take politics seriously, but I
did not feel that any of the candidates on the ballot were worthy to represent
me in Washington.
This is the
heart of my decision.
We the
People are in charge of this country; this fundamental principle undergirds our
entire constitutional order, and the scheme of representation as a whole. We are not beholden to the two-party system,
or to any third party.
Think of the candidates as job
applicants. Were I reviewing
applications, I’d have thrown out all their resumes, and picked someone who
could do the job to my standards.
A bit of
disenchanted youthful revolt?
Maybe. A romantic gesture? I won’t deny it. But I would not have voted for my girlfriend
if I thought there was someone on the ballot superior as a presidential
candidate. And that gets to the heart of
the matter: I feel these candidates must impress me; they must win my vote. I will not vote out of either compromise or
resignation.
I am part of the sovereign People
of the United States (as are you). The
politicians in Washington and (for me) Tallahassee serve at our pleasure. They have their powers because We have deemed
it to our best mutual advantage. This
may sound overly idealistic or pompous, but I assure you that it is not. The Constitution guarantees popular
sovereignty, as opposed to legislative or darker kinds.
Witness the Preamble, in which We
the People ordained a new government to serve us and our descendants; the Bill
of Rights, in which we inform our government that We reserve certain privileges
for ourselves; the separation of powers structure itself, designed to force the
government to check itself by playing ambition against ambition (as James
Madison explained in Federalist No. 51).
The Supremacy Clause in Article VI Section 2 declares that the
Constitution is the “supreme law of the land”, the source from which the
federal government draws its power and necessarily also the limit of those
powers (as elaborated in Marbury v. Madison--whether you buy judicial supremacy or judicial review or not, constitutional review more generally is a necessary consequence of such a system).
These structural and textual points
taken together present the image of a united polity creating a new government
for its collective benefit, and then binding its hands to ensure that it not
grow beyond its pre-determined limits, that it not grow stronger that the
People themselves. (For more on the democratic roots of the Constitution’s
ordainment, history, and structure, see Akhil Amar’s America’s Constitution: A Biography).
It is our document; ordained by the will of the sovereign people, it
enumerates the powers we guardedly delegate to our representatives, the limits
we set to those powers, and the means by which we call our stand-ins to answer
for the use of their borrowed powers.
I called those hopeful delegates
for the office of President to account, and found them all wanting.
In elections, We do not choose our
rulers. We choose our delegates, our
servants. We choose whom we will entrust
with the power to do what is in the best interest of all, subject to certain
pre-determined limits. I caution you not
to vote for anyone about whom you are tepid (unless you just don’t care about
politics, in which case my advice is to be more engaged). Vote for someone, anyone, with whom you would
deliberately entrust the power to do what is best for you, and the polity as a
whole.
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